September 2012

Voluntary Retired List

A player who submits written notice of retirement while under contract to a club or while under club control can be placed on the Voluntary Retired List.

A player on the Voluntary Retired List does not get paid while on the list, does not accrue service time, and does not count against the club's Active List or Reserve List.

Paternity List

A player can be placed on the Paternity List when he leaves his club to attend the birth of his child. 

A player must remain on the Paternity List for at least 24 hours, but no more than 72 hours.

The Paternity List functions like a Disabled List or Bereavement List, in that a player on Paternity Leave does not count against his club's Active List, so he can be replaced by another player while on the Paternity List. He does count against his club's Reserve List (40-man roster), however.

Bereavement List

A player can be placed on the Bereavement List when the player leaves his club as the result of a death in his immediate family (spouse, child, grandchild, parent, grandparent, or sibling).

A player must remain on the Bereavement List for at least three days, but no more than seven days.

Minor League Rehabilitation Assignment

MLB: Per Article XIX-C of the CBA and with the player's consent, a player on the MLB 7-day DL (concussion DL) may be assigned to a minor league club for rehabilitation purposes for up to five days (maximum eight days for a pitcher), and a player on the MLB 15-day or 60-day DL may be assigned to a minor league club for rehabilitation purposes for up to 20 days (maximum 30 days for a pitcher).

Recalled - Not to Report

Before a player on Optional Assignment to the minors can be traded or Designated for Assignment, he must be recalled from his minor league assignment ("Recalled - Not to Report").

If a player who was "Recalled - Not to Report" is claimed off waivers while on the Designated List and either the waivers are irrevocable (Outright Assignment Waivers) or the player's club elects not to withdraw a revocable waiver request, the player is assigned to the claiming club.

Designated for Assignment (DFA)

Sometimes a club wants to remove a player from its MLB Reserve List (40-man roster), but it has to be done immediately because the player's roster slot is needed. Or sometimes a club wants to remove a player only from its MLB Active List (25-man roster), but Optional Assignment Waivers must be secured before the player can be optioned to the minors. In those cases, a player can be Designated for Assignment (DFA). 

Restrictions on Outrighting Players During the Off-Season

1. A player cannot be sent outright to the minors on the two days prior to the Rule 5 Draft and on the day of the Rule 5 Draft up through the conclusion of the draft.

2. A "Rule 5 Player" cannot be outrighted to the minors until Rule 5 restrictions have been removed, and then no earlier than 20 days prior to the start of the MLB regular season.

RULE 5 PLAYERS ON CUBS MLB RESERVE LIST (40-MAN ROSTER) (updated 12-11-2014)
NONE

Right to Refuse Outright Assignment or Elect Free-Agency if Outrighted

Per Article XIX-A of the CBA, any player on an MLB 40-man roster who has accrued at least five years of MLB Service Time (as well as an international player with Article XIX-A contractual rights) has the right to refuse an Outright Assignment to the minors, or the player can elect to be a free-agent immediately upon being outrighted, or he can accept the Outright Assignment and defer his option to elect free-agency until after the conclusion of the MLB regular season.

Outright Assignment Waivers

If a club wishes to remove a player from its MLB Reserve List (40-man roster) and send the player to the minors, the club must first secure Outright Assignment Waivers.

For all players on an MLB Reserve List (40-man Roster) other than Rule 5 players, Draft-Excluded players, and injured players, Outright Assignment Waivers can generally be requested anytime in a given waiver period, and they are always irrevocable. The waiver price is $25,000 for Rule 5 and Draft-Excluded players, and $20,000 for all other players.

Optional Assignment Waivers

Optional Assignment Waivers must be secured before a player can be optioned to the minors once he has reached the third anniversary of being added to an MLB Active List (25-man roster) or MLB Disabled List for the first time, or the two-year anniversary if the player spent one full season on Optional Assignment to the minors prior to being added to an MLB Active List (25-man roster) or MLB Disabled List for the first time, or the one-year anniversary if the player spent two full seasons on Optional Assignment to the minors prior to being added to an MLB Active Lis

Trade Assignment Waivers

The deadline for "non-waiver" (unrestricted) trades is 4 PM (Eastern) on July 31st. No trades can be made between 4 PM and 5 PM (Eastern) on July 31st, and then beginning at 5 PM (Eastern) on July 31st and extending through to the conclusion of the MLB regular season, Trade Assignment Waivers must be secured before players on MLB 40-man rosters can be traded.

Waiver Periods

The four MLB waiver periods are:

1. February 16th through the 30th day of the MLB regular season;
2. 31st day of the MLB regular season through July 31st;
3. August 1st through November 10th;
4. November 11th through February 15th.

 

 

Waivers

Waivers must be secured before certain types of transactions can be completed.

There are two types of waivers (release waivers and assignment waivers), and while there is only one type of release waiver (Outright Release), there are three different types of assignment waivers (Trade Assignment, Optional Assignment, and Outright Assignment). Each type of waivers has a special set of rules that apply.

Restrictions on Trading Players

Generally, an MLB club can trade a player on its MLB Reserve List (40-man roster) and minor league reserve lists at any time. However, there are a few restrictions:

1. A player who signs after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be traded until after the conclusion of the World Series. NOTE: Previously, a player signed after being selected in the MLB Rule 4 Draft could not be traded until the first anniversary of the player signing his first contract.  

Minor League Options

Normally, a player on an MLB Reserve List (40-man Roster) is allotted three minor league option years. This means the player can be sent to the minors and be available 24/7 for recall back to the major league club whenever the player might be needed during the course of three different seasons.

MLB Rule 5 Draft

Each MLB club is required to file its MLB Reserve List and the reserve list for each of its minor league affiliates with the MLB Commissioner on November 20th each year (or November 19th if November 20th falls on a Saturday, or November 18th if November 20th falls on a Sunday), and the MLB Rule 5 Draft is held subsequent to the reserve lists being filed.

The MLB Rule 5 Draft is presently the last order of business at the MLB WINTER MEETINGS in December, and it is a mechanism that allows MLB clubs to select (draft) players off minor league reserve lists.

Arbitration-Eligible Players

An unsigned player under club control who has accrued at least three but less than six years of MLB Service Time is automatically eligible for salary arbitration. Also, any unsigned player with at least two years but less than three years of MLB Service Time who accrued at least 86 days of MLB Service Time the previous season can qualify for salary arbitration as a so-called "Super Two" if the player is among the top 22% in MLB Service Time of players in that group.

Performance-Incentive Bonuses

Performance-incentive bonuses are permitted in Major League contracts, but a bonus cannot be based on batting or pitching skill, or where the club finishes in the standings. A performance-incentive bonus can, however, be tied to days spent on an MLB Active List during the MLB regular season, and/or Games Played, Games Started, Games Finished, and/or Innings Pitched for pitchers, or Games Played, Games Started, and/or Plate Appearances for position players.

Tendering Contracts to Unsigned Players on MLB Reserve List

If an unsigned player is not tendered a contract on December 2nd (or December 1st if December 2nd falls on a Saturday, or November 30th if December 2nd falls on a Sunday), the player is said to be "Non-Tendered," he is immediately removed from his club's MLB 40-man roster, and he becomes an unrestricted free-agent, free to sign a major league or minor league contract with any club, including the club that non-tendered the player. A "Non-Tendered" player receives no termination pay, and the player's former club receives no compensation if the player subsequently signs with another club.

Compensation for Loss of Article XX-B Qualified Player

An Article XX-B free-agent is designated a "Qualified Player" if the player spent the entire immediately-preceding MLB regular season on a club's MLB Active List (25-man roster) and/or on one or more of the club's inactive lists (7-day, 15-day, and/or 60-day Disabled List, Military List, Bereavement List, et al) and/or on the Active List or an inactive list (7-day or 60-day Disabled List, Military List, Bereavement List, et al) of one or more minor league affiliates of that club, and the club offers the player a guaranteed contract (known as a "Qualifying Offer") fo

Adding Players to MLB Reserve List

Only players on an MLB Reserve List (40-man roster) can be placed on an MLB Active List (25-man roster).

A free-agent with prior MLB and/or minor league service who signs a Major League contract must be added to his club's MLB Reserve List (40-man roster) when he is added to an MLB Active List or when the contract is filed with the MLB Commissioner (whichever comes first). Contracts must be filed with the MLB Commissioner within 20 days of signing.

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  • How odd the stats:

    Cubs 1st in pitching in MLB

    2nd to last in hitting.

    In May they were 1st in both.

    The E-Man 7 min 10 sec ago view
  • trevor clifton (high-A) could be interesting in a couple seasons...could even become a high/middle rotation guy. he's got a lot of pluses in his pitching except control.

    eric leal's (high-A) progression through the minors should be worth watching even if only projects to be an mid/end-rotation starter.

    we also gotta keep a long-distance eye on guys like jose paulino (ss-A) and preston morrison (A).

    crunch 8 hours 46 min ago view
  • As Johnny Bach used to say when it was time for the MJ Bulls to crank up the defensive pressure: "Release the Dobermans!", and Jordan, Pippen, Rodman and Harper would just suffocate the other team.

    I'd love to add Carl Jr. to that group - he's got the stuff.

    billybucks 9 hours 6 min ago view
  • Historically, the Moneyball guys have been great at identifying productive hitters. Not so much with pitchers.

    billybucks 9 hours 7 min ago view
  • Wow - Pierce Johnson with an ERA of 8.01 in 42IP!

    What a stud prospect! Must be pitching with a pierced johnson.

    Looks like Ryan Williams is the only legit prospect there. That is sad...

    The E-Man 9 hours 9 min ago view
  • Well it would seem that's all they need now. "Stropy" can have his moments, but he's been more consistent post-asg.

    The E-Man 9 hours 18 min ago view
  • Take THAT, Cardinals -- you beat Fernandez, we beat Sale.

    I really like Lackey as a 6-inning pitcher.

    billybucks 9 hours 44 min ago view
  • Three amigos? Because the Dominican, the Venezuelan, and the Cuban?

    Maybe the three-headed dragon?

    John Beasley 10 hours 50 sec ago view
  • Who says Contreras can't frame? Stone cold robbery of Eaton with that called third strike for the first out in the eighth

    Eric S 10 hours 31 min ago view
  • Three amigos time?

    7-8-9th

    jacos 10 hours 46 min ago view
  • he should hit more of those. that would be an ideal outcome. /moneyballs

    crunch 15 hours 2 min ago view
  • Russell with 19 RBI in July so far. Grand Slams help.

    billybucks 15 hours 44 min ago view
  • ...and Familia with back-to-back blown saves. Blows a one-run lead vs. Rockies today, gets his 2nd consecutive loss.

    I am OK with the Mets missing the playoffs and suffering crushing losses at home --- just want them to beat St. Louis.

    He played with fire twice agains the Cubs -- unfortunately, the Cubs couldn't stop swinging.

    billybucks 15 hours 48 min ago view
  • How about Kyle Farnsworth? I know he was consistently upper 90s.

    videographer 17 hours 42 min ago view
  • If he puts up Soriano numbers I will be ecstatic

    jacos 19 hours 30 min ago view
  • I think Javy is learning--but he's learning to make contact, not learning to lay off pitches out of the zone. A quick glance at his plate discipline numbers on Fangraphs shows that his contact rate is up, especially his contact rate out of the zone, but his swing rate is up too, especially his swing rate out of the zone.

    Charlie 20 hours 5 min ago view